Common Stock, $0.01 par value per share Series B Convertible Preferred Stock, $0.01 par value per share (Title of classes of securities) |
88343A108 NA (CUSIP number of classes of securities) |
Transaction Valuation(1) | Amount of Filing Fee(2) | ||||||
$73,954,744
|
$ | 7,914 | |||||
(1) | Estimated for purposes of calculating the filing fee only. This amount is based upon an estimate of the maximum number of shares of Common Stock and Series B Convertible Preferred Stock of Therma-Wave to be purchased pursuant to the tender offer at the tender offer price of $1.65 per share of Common Stock and $1.65 per share of Common Stock into which each share of Series B Convertible Preferred Stock is convertible. | |
(2) | The amount of the filing fee calculated in accordance with the Securities Exchange Act of 1934, as amended, equals $107.00 for each $1,000,000 of value. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. |
Amount Previously Paid:
|
$ | 7,914 | Filing Party: | KLA-Tencor Corporation and Fenway Acquisition Corporation | ||||
Form of Registration No.:
|
Schedule TO | Date Filed: | January 18, 2007 |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of the tender offer. |
þ | third party tender offer subject to Rule 14d-1 | ||
o | issuer tender offer subject to Rule 13e-4 | ||
o | going private transaction subject to Rule 13e-3 | ||
o | amendment to Schedule 13D under Rule 13d-2 |
(a)(1)(i)
|
Offer to Purchase, dated January 18, 2007.* | |
(a)(1)(ii)
|
Form of Letter of Transmittal.* | |
(a)(1)(iii)
|
Form of Notice of Guaranteed Delivery.* | |
(a)(1)(iv)
|
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* | |
(a)(1)(v)
|
Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust and Other Nominees.* | |
(a)(1)(vi)
|
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* | |
(a)(5)(i)
|
Press Release issued by Parent on May 25, 2007. | |
(b)
|
None. | |
(d)(1)
|
Agreement and Plan of Merger, dated January 7, 2007, among Parent, Purchaser and the Company.* | |
(d)(2)
|
Tender and Support Agreement, dated January 7, 2007, among Parent, Purchaser, the Company and each shareholder party thereto.* | |
(d)(3)
|
Amended and Restated Mutual Nondisclosure Agreement, dated May 15, 2006, by and between Therma-Wave, Inc. and Parent Corporation.* | |
(g)
|
None. | |
(h)
|
None. |
* | Previously Filed. |
KLA-TENCOR CORPORATION |
||||
By: | /s/ Brian M. Martin | |||
Brian M. Martin | ||||
Senior Vice President and General Counsel | ||||
(a)(1)(i)
|
Offer to Purchase, dated January 18, 2007.* | |
(a)(1)(ii)
|
Form of Letter of Transmittal.* | |
(a)(1)(iii)
|
Form of Notice of Guaranteed Delivery.* | |
(a)(1)(iv)
|
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* | |
(a)(1)(v)
|
Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust and Other Nominees.* | |
(a)(1)(vi)
|
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* | |
(a)(5)(i)
|
Press Release issued by Parent on May 25, 2007. | |
(b)
|
None. | |
(d)(1)
|
Agreement and Plan of Merger, dated January 7, 2007, among Parent, Purchaser and the Company.* | |
(d)(2)
|
Tender and Support Agreement, dated January 7, 2007, among Parent, Purchaser, the Company and each shareholder party thereto.* | |
(d)(3)
|
Amended and Restated Mutual Nondisclosure Agreement, dated May 15, 2006, by and between Therma-Wave, Inc. and Parent Corporation.* | |
(g)
|
None. | |
(h)
|
None. |
* | Previously Filed. |