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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WALLACE RICHARD P ONE TECHNOLOGY DRIVE MILPITAS, CA 95035 |
President and CEO |
/s/ Jeffrey Cannon, attorney-in-fact for Richard P. Wallace | 08/17/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2022. |
(2) | Represents the weighted average sales price for the shares. The sales prices ranged from $378.66 to $379.61. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
(3) | The number of shares of KLA common stock includes 149,135 shares issuable upon vesting of restricted stock units ("RSUs"). |
(4) | Represents the weighted average sales price for the shares. The sales prices ranged from $379.72 to $380.62. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
(5) | Represents the weighted average sales price for the shares. The sales prices ranged from $380.74 to $381.73. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
(6) | Represents the weighted average sales price for the shares. The sales prices ranged from $381.74 to $382.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
(7) | Represents the weighted average sales price for the shares. The sales prices ranged from $382.74 to $383.72. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
(8) | Represents the weighted average sales price for the shares. The sales prices ranged from $383.76 to $384.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
(9) | Represents the weighted average sales price for the shares. The sales prices ranged from $384.81 to $385.62. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
(10) | Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. |